书目详细信息
： Essential strategies for financial services compliance /
书目信息 机读格式(MARC)
| ISBN： | 9781118906132 (hbk.) : |
|---|---|
| ISBN： | 1118906136 (hbk.) |
| 编目源： | DLC DLC CIBTC |
| 地理区域代码： | e-uk--- |
| 个人名称： | Mills, Annie. |
| 题名： | Essential strategies for financial services compliance / Annie Mills, Peter Haines. |
| 版本说明： | 2nd ed. |
| 索书号： | D956.122.8/M657=2E |
| 出版发行项： | Chichester, West Sussex, United Kingdom : Wiley, c2015. |
| 载体形态： | xxiv, 372 p. ; 26 cm. |
| 一般附注： | Includes index. |
| 格式化内容附注： | The UK regulatory enviroment -- The compliance function -- The compliance contract -- Mapping your compliance universe -- Mapping your corporate universe -- Regulators and other industry bodies -- The legislative environment and rules mapping -- Financial products, services, and documentation -- Compliance outside the compliance department -- Key compliance department activities -- Comply or die : when things go wrong. |