ISBN: | 9780314935052 (paperback) |
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ISBN: | 0314935053 (paperback) |
编目源: | CTI CTI |
个人名称: | Lipner, Seth E. |
题名: | Securities Arbitration Desk Reference / by Seth E. Lipner and Joseph C. Long. |
版本说明: | 2010-2011 ed. |
索书号: | D971.2/L764E |
出版发行项: | [Eagan, MN] : Thomson West, 2010. |
载体形态: | xliii, 860, [32] p. ; 28 cm. |
一般附注: | Includes index. |
格式化内容附注: | Arbitration statutes -- SRO arbitration rules -- SRO conduct rules -- Civil recovery under securities acts -- Civil recovery under the federal securities acts -- Uniform Securities Act provisions -- State securities acts --blue sky laws -- Appendixes. Securities Act of 1933 ; Regulation D ; Securities Act of 1934, Section 10 ; Securities Act of 1934, Rule 10b-5 ; Securities Act of 1934, Rule 10b-10 ; SEC Rule 17a-3 ; SEC Rule 17a-4 ; Uniform Securities Act (1956) ; Uniform Securities Act (2002). |