| ISBN: | 9781118972212 (hardback) |
|---|---|
| 编目源: | DLC DLC |
| 地理区域代码: | n-us--- |
| 个人名称: | Kotz, H. David, |
| 题名: | Financial regulation and compliance : how to manage competing and overlapping regulatory oversight / H. David Kotz. |
| 索书号: | D971.222.8/K87E |
| 载体形态: | 256 pages ; 24 cm |
| 一般附注: | Includes index. |
| 格式化内容附注: | Jurisdiction of regulators : who regulates whom and what -- How to strengthen governance and compliance in light of new regulations -- How to manage whistleblowers : complaints -- How to defend SEC examinations. |